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Policy papers

You can see the consultation response process followed by the Policy Team here

If you are interested in getting involved in open items, please send an email to admin@uksa.org.uk.

Abbreviations in this section are detailed in the Glossary.

FRC – Thu, 06/02/2025 – UK Shareholders write to FRC about their 2025-2028 strategy – here and here.

Cambridge Law Journal – Mon, 06/01/2025 – CLJ echoes UKSA concerns about digitisation and the nominee system – here.

HMT and DBT – Mon, 06/01/2025 - UKSA writes to Treasury and Department for Business and Trade on key concerns about Digitisation Taskforce – here.

DT – Digitisation Taskforce – Sun, 17/11/2024 - UKSA, ShareSoc and Share Action have sent their final comments to the Digitisation Taskforce –  here.

DT – Digitisation Taskforce – Mon, 22/07/2024 – In March 2024 UKSA and ShareSoc agreed a joint position paper on digitisation – here.

FCA – Mon, 01/04/2024 - FCA DP23-5 Advice Guidance Boundary Review: proposals for closing the advice gap – here.

UK Parliament Education Committee – Wed, 31/01/2024 – UKSA’s reply to Education Committee’s evidence inquiry – here.

FRC – Wed, 24/1/24 - UKSA expresses its disappointment in the government’s dismal performance on restoring trust in audit and governance in its response to the FRC’s budget and plan 2024-25 consultation – here.

FRC - Mon, 15/01/2024 – UKSA tells FRC that an organisation’s management is responsible for non-compliance with laws and regulations – here.

FT – Mon, 23/10/2023 - Shelving plans to improve corporate governance is wrong call – here.

PRA & Others – Over hedging of Phoenix IFRS balance sheet – here.

FT – Sun, 01/10/2023 - Recent fund raising by Severn Trent – here.            

PRA – Thu, 28/09/2023 - CP19/23 – Review of Solvency II: Reform of the Matching Adjustment – here.            

HMT – Wed, 27/09/2023 - Ban on cold calling

DT – Digitisation Taskforce – Fri, 08/09/2023 – Interim Report July 2023 – here and here.

FRC – Wed, 13/09/2023 - The UK Corporate Governance Code Consultation – here.

FCA – Mon, 11/09/2023 - FCA Consultation GC23/2 Financial Promotions on Social Media

ISSB – Tue, 29/08/2023 - Letter to ISSB via CRUF – here.

HMT – Tue, 01/08/2023 - Review of the whistleblowing framework – here.            

HMT – Mon, 03/07/2023 - Measuring Success Financial Services Regulation: Call for proposals – here and here.

FCA – Wed, 28/06/2023 - CP 23-10 Feedback to DP22/2 and proposed equity listing rule reforms – here and here.

FCA – Mon, 22/05/2023 - DP 23–2 Updating and improving the UK regime for asset management – here and here.

HMT – Fri, 12/05/2023 - Secondary Capital Raising Review - changes to Companies Act – here.            

FRC – Wed, 08/02/2023 - Draft Minimum Standards for Audit Committees – here.

HMT – Fri, 03/05/2023 - PRIIPs and UK Retail Disclosure – here and here.

FCA – Tue, 07/03/2023 - DP 22/6 Future Disclosure Framework – here.

FCA – Mon, 27/02/2023 - CP22/24 Broadening access to financial advice for mainstream investments – here and here.

FRC – Wed, 08/02/2023 - Draft Minimum Standards for Audit Committees – here (CRUF response here).

FCA – Mon, 06/02/2023 - CP 22/27 Introducing a gateway for firms who approve financial promotions – here and here.

FCA – Wed, 25/01/2023 - Sustainability Disclosure Requirements (SDR) and investment labels – here and here.

 

 

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