Links - Regulatory Bodies, Clearing Services, Stock Exchanges, Legal & Political
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Regulatory Bodies, Clearing Services and Stock Exchanges

Companies House for company registration and accounting data: www.companieshouse.gov.uk

Financial Services Authority which regulates investment advisors, fund managers, etc: www.fsa.gov.uk

FSA - UK Listing Authority and Listing Rules: www.fsa.gov.uk/Pages/Doing/UKLA/index.shtml

Bank of England: www.bankofengland.co.uk

London Stock Exchange - note has links to web sites of all listed companies: www.londonstockexchange.com

The Takeover Panel - regulate and monitor mergers and acquisitions: www.thetakeoverpanel.org.uk

Plus Market (formerly Ofex)- trading exchange for smaller,"unlisted" companies: www.plusmarketsgroup.com

Crest - the UK “dematerialised” share register and settlement system: www.crestco.co.uk

Financial Ombudsman Service - for complaints about some institutions: www.financial-ombudsman.org.uk

FRC - Financial Reporting Council: www.frc.org.uk (note they publish the Combined Code on Corporate Governance which is at: http://www.frc.org.uk/corporate/combinedcode.cfm ) and they now incorporate the Accounting Standards Board

 

Legal & Political

UK Parliament - gives email addresses, web sites and biographies of MPs among other information: www.parliament.uk

Acts of Parliament, UK (HMSO) including Companies Acts: www.hmso.gov.uk/acts.htm

European Parliament including lists of UK MEPs: www.europarl.org.uk

European Union web sites index- a mine of useful information: www.eurunion.org/infores/euindex.htm

Governance - publish magazine on corporate governance: www.governance.co.uk

PIRC - corporate governance consultancy: www.pirc.co.uk

Manifest - Provide proxy voting service and governance reports: www.manifest.co.uk

HM Revenue & Customs, but don’t expect to find a simple explanation of how to work out your capital gains tax: www.hmrc.gov.uk

Department of Trade and Industry which handles company and trade matters for the government: www.dti.gov.uk

Office of Fair Trading (OFT) and Competition Authority: www.oft.gov.uk

Serious Fraud Office, for when you really have a problem: www.sfo.gov.uk

Shareholder Rights, for your legal rights in private companies: www.shareholderrights.co.uk (much of which also is applicable to public companies which is the main focus for UKSA).

 

For other links, go to the following pages:

Government/Corporate Bonds and Collective Funds

Stock Market Information Services and Portfolio Management

Smaller Companies (AIM, Plus Markets, VCT and EIS)

Private Investor Associations and Professional Bodies

Foreign Currency, Search Engines and Book Shops

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